Siebert Shares Close at $1.81 After Third-Quarter Results Could Not Be Verified
Key Facts
Siebert Financial (SIEB) shares closed at $1.81 on November 12, 2026, according to EL7 data. This comes as the company’s results for the third quarter ended September 30, 2026, could not be verified from an accessible, reliable source. The figures circulating for advisory fees or key transaction revenue for that quarter therefore cannot be confirmed. If confirmed, those results would cover the period ended September 30, but the information available here does not establish their values or rates of change. The session data establish only the closing price.
Second-quarter results provide background on advisory activity before the period in question. Advisory fees totaled $1.035 million in the second quarter of 2026, compared with $791 thousand in the second quarter of 2025, according to the quarterly report filed with the U.S. Securities and Exchange Commission. The figures relate to the second quarter and do not represent third-quarter results. The company’s registered investment adviser had total assets under management of about $445.6 million on June 30, 2026. That was 16% higher than about $384.9 million on December 31, 2025, according to the company’s second-quarter results.
The company linked second-quarter revenue growth to expansion across several activities in its earnings disclosure. Then-CEO John Gebbia said revenue increased from a year earlier, supported by growth in securities lending and borrowing, investment banking, wealth management and advisory services. The statement describes the drivers of second-quarter growth and does not explain third-quarter results. The comparison between advisory fees in the two second quarters shows the level of activity recorded in that line in the prior period. Determining whether the same activities supported performance in the following quarter requires verified results for that period.
On management, Siebert disclosed the appointment of Richard Gebbia and David Gebbia as co-chief executive officers, effective November 4, 2026. John Gebbia moved to the role of chairman under the disclosure. The change came after the third quarter ended on September 30 and before the annual shareholder meeting scheduled for November 18, 2026. The meeting agenda includes the election of seven directors, along with a vote to ratify the appointment of Crowe as independent auditor for fiscal 2026. These are the main upcoming corporate dates outlined in the available disclosures.