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Stocks•17 April 2026•

1 min read

Roth Capital Appoints Seth Appel to Lead ATM and Equity Alternatives Banking

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Key Facts

1Seth Appel joined Roth Capital Partners as Head of ATM & Equity Alternatives Banking.

2Appel will serve as Co-CIO of RoHo Capital Opportunities Fund, a joint venture focused on debt-financing for small- and micro-cap companies.

3The joint venture involves Horizon Technology Finance Corporation (NASDAQ: HRZN), an affiliate of Monroe Capital.

Roth Capital Partners has announced the appointment of Seth Appel as Head of ATM & Equity Alternatives Banking, a move designed to strengthen the firm's equity capital markets capabilities. In addition to his leadership role, Appel will serve as Co-CIO of the RoHo Capital Opportunities Fund, a joint venture focused on providing debt-financing solutions for small- and micro-cap companies. The venture involves Horizon Technology Finance Corporation (HRZN), an affiliate of Monroe Capital, marking a significant strategic collaboration. This initiative aims to provide creative financing alternatives for public companies seeking flexible capital raising options. The appointment underscores Roth Capital's commitment to expanding its advisory and financing reach within the small-cap sector. This development is expected to enhance liquidity and provide new credit channels for emerging companies in the U.S. market.